Insurance | Regulatory and Compliance
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Sarbanes-Oxley Internal Compliance and Controls

Ensure compliance with Sarbanes-Oxley

Designed to protect shareholders, employees, and the public from accounting errors and fraudulent financial practices, the Sarbanes-Oxley Act of 2002 (SOX) established sweeping auditing and financial regulations for public companies. Insurers need the ability to track and manage requirements across various legal, technical, and business lines in a consistent manner to achieve and maintain compliance with SOX.

With Appian, P&C and Life organizations can ensure all of their systems and practices are SOX compliant.

  • Identify issues, track resolutions across the enterprise, and report on status in real-time
  • Create a framework for continuous control monitoring, allowing process owners to directly link process documentation with automated IT actions and workflows
  • Subject matter experts can create specific question sets that can be used to verify the compliance of any project

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