The AML application tracks reports of suspicious banking activity. These reports are generated by banking systems, data mining on financial transaction history, or manual observations by bank employees.
Once a case is generated, it is sent into a workflow for review. The primary workflow consists of a qualifier review, a investigator review, and a supervisor review. The end-to-end process enforces timers and SLAs to ensure that suspicious incidents are responded to in a timely fashion.
- Qualification Stage with knowledge management features (Records) allows a reviewer to see case details, transaction details, and related accounts to look for patterns or history.
- Investigation Stage provides a deep-dive into the case as well as collaboration with appropriate parties.
- Generates appropriate documentation for a SAR (Suspicious Activity Report) filing if necessary.
- Reports and dashboards for tracking detailed case status as well as high-level analysis of customer activity.
- AML Case
Return to Marketplace